Certified Specialist Programme in RegTech Solutions for Trade Surveillance

Sunday, 21 September 2025 21:08:01

International applicants and their qualifications are accepted

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Overview

Overview

RegTech Solutions for Trade Surveillance is a Certified Specialist Programme designed for compliance professionals. It equips you with the practical skills and knowledge needed to navigate the complexities of trade surveillance.


Learn about algorithmic surveillance and regulatory technology. Master data analytics techniques for identifying suspicious trading activities.


This programme enhances your expertise in market abuse detection and regulatory reporting. You will gain valuable insights into leveraging RegTech for improved compliance. Become a RegTech expert.


Develop your career in financial crime and regulatory compliance. Advance your expertise in RegTech Solutions for Trade Surveillance. Explore the programme today!

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RegTech solutions are revolutionizing trade surveillance, and our Certified Specialist Programme equips you with the expertise to thrive. This intensive program provides practical, hands-on training in cutting-edge technologies for market abuse detection and regulatory compliance. Gain in-demand skills in data analytics, AI, and machine learning for trade surveillance. Boost your career prospects in financial crime compliance and risk management. Our unique curriculum, featuring real-world case studies and industry expert guest lectures, sets you apart. Secure a rewarding career in this rapidly expanding field with our RegTech certification – the gold standard for trade surveillance professionals. Become a sought-after RegTech specialist today.

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Entry requirements

The program operates on an open enrollment basis, and there are no specific entry requirements. Individuals with a genuine interest in the subject matter are welcome to participate.

International applicants and their qualifications are accepted.

Step into a transformative journey at LSIB, where you'll become part of a vibrant community of students from over 157 nationalities.

At LSIB, we are a global family. When you join us, your qualifications are recognized and accepted, making you a valued member of our diverse, internationally connected community.

Course Content

• Introduction to RegTech and Trade Surveillance
• Regulatory Landscape and Compliance Requirements (e.g., MiFID II, Dodd-Frank)
• Trade Surveillance Techniques and Technologies
• Data Management and Analytics for Trade Surveillance
• Designing and Implementing a Trade Surveillance System
• Advanced Alerting and Exception Reporting
• Investigating and Resolving Surveillance Alerts
• RegTech Solutions for Trade Surveillance: Case Studies and Best Practices
• Cybersecurity and Data Privacy in RegTech for Trade Surveillance

Assessment

The evaluation process is conducted through the submission of assignments, and there are no written examinations involved.

Fee and Payment Plans

30 to 40% Cheaper than most Universities and Colleges

Duration & course fee

The programme is available in two duration modes:

1 month (Fast-track mode): 140
2 months (Standard mode): 90

Our course fee is up to 40% cheaper than most universities and colleges.

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Awarding body

The programme is awarded by London School of International Business. This program is not intended to replace or serve as an equivalent to obtaining a formal degree or diploma. It should be noted that this course is not accredited by a recognised awarding body or regulated by an authorised institution/ body.

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  • Start this course anytime from anywhere.
  • 1. Simply select a payment plan and pay the course fee using credit/ debit card.
  • 2. Course starts
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Got questions? Get in touch

Chat with us: Click the live chat button

+44 75 2064 7455

admissions@lsib.co.uk

+44 (0) 20 3608 0144



Career path

Career Role (RegTech Solutions - Trade Surveillance) Description
Trade Surveillance Analyst (RegTech) Investigates potential market abuse, ensuring regulatory compliance using RegTech solutions. Requires strong analytical and problem-solving skills.
RegTech Solutions Architect (Trade Surveillance) Designs and implements advanced RegTech systems for trade surveillance, focusing on scalability and efficiency. Deep technical expertise is essential.
Compliance Officer (RegTech Focus) Oversees the implementation and maintenance of RegTech solutions, ensuring adherence to regulations within the trade surveillance domain.
Data Scientist (RegTech - Trade Surveillance) Develops algorithms and models to detect suspicious trading activities using advanced data analytics within RegTech platforms.

Key facts about Certified Specialist Programme in RegTech Solutions for Trade Surveillance

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The Certified Specialist Programme in RegTech Solutions for Trade Surveillance equips professionals with the knowledge and skills to navigate the complex landscape of regulatory compliance in financial markets. This intensive program focuses on practical application and real-world scenarios, ensuring participants are ready to implement effective trade surveillance solutions.


Learning outcomes include a comprehensive understanding of trade surveillance regulations, advanced techniques for detecting market abuse, and proficiency in utilizing RegTech tools and technologies. Participants will develop expertise in designing, implementing, and managing a robust trade surveillance program, including data analytics and reporting for regulatory compliance. This includes mastering aspects of transaction reporting, anti-money laundering (AML) regulations and sanctions screening.


The program's duration is typically structured to balance comprehensive learning with the demands of a professional career. Exact timings may vary depending on the provider and delivery method, but expect a significant investment of time and dedication to achieve certification. Many programs offer flexible learning options to accommodate diverse schedules.


The RegTech industry is rapidly evolving, driven by increasing regulatory scrutiny and the need for sophisticated solutions. This Certified Specialist Programme in RegTech Solutions for Trade Surveillance offers unparalleled relevance, providing graduates with highly sought-after skills in a growing sector. Graduates are well-positioned for career advancement within financial institutions, RegTech firms, and regulatory bodies, contributing to a safer and more transparent financial ecosystem. The program's focus on practical application ensures graduates are prepared to tackle real-world challenges immediately.


Successful completion leads to a globally recognized certification, validating expertise in trade surveillance and strengthening career prospects. This certification demonstrates commitment to professional development and a deep understanding of the regulatory complexities within the financial technology landscape. The program often includes case studies and simulations of real-world scenarios, further enhancing the practical application of learned knowledge, including algorithmic trading detection.

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Why this course?

Certified Specialist Programme in RegTech Solutions for Trade Surveillance is increasingly significant in the UK's evolving financial landscape. The UK's Financial Conduct Authority (FCA) has intensified its scrutiny of market abuse, driving demand for sophisticated RegTech solutions. A recent survey suggests that 70% of UK financial institutions plan to increase their investment in trade surveillance technology within the next two years. This reflects a growing need for professionals with expertise in deploying and managing these complex systems.

This programme equips professionals with the skills necessary to navigate the complexities of trade surveillance, including the application of machine learning and AI to detect anomalies and potential market misconduct. The growing regulatory burden, coupled with the increasing sophistication of financial crime, necessitates a workforce capable of leveraging the latest RegTech advancements. According to a separate report, a significant 45% increase in RegTech jobs is projected in the UK over the next five years. Achieving certification demonstrates a commitment to professional excellence, enhancing career prospects significantly.

Category Percentage
Increased Investment 70%
Projected Job Growth 45%

Who should enrol in Certified Specialist Programme in RegTech Solutions for Trade Surveillance?

Ideal Candidate Profile Key Skills & Experience Career Aspirations
The Certified Specialist Programme in RegTech Solutions for Trade Surveillance is perfect for ambitious professionals working in the UK financial sector. With over 10,000 compliance professionals in London alone, the demand for specialized knowledge in Trade Surveillance and RegTech is high. Experience in financial markets, trade processing, or compliance is advantageous. Strong analytical skills, data analysis (using tools like Python or SQL), and understanding of market abuse regulations are key. Familiarity with transaction reporting and trade surveillance systems is a plus. This programme helps professionals advance their careers to senior compliance roles, compliance management, or even specialized RegTech consulting. Gain a competitive edge and become a sought-after expert in algorithmic surveillance, transaction monitoring, and regulatory reporting.